Pathophysiology And Incidence

  • The ductus arteriosus connects the pulmonary artery to the descending aorta in fetal life.
  • It diverts a large portion of the ventricular output away from the unexpanded lungs.
  • In term neonates, the ductus constricts within 24 to 48 hours after birth.
  • This functional closure is aided by lung expansion, increased oxygenation, and a fall in vasodilatory prostaglandins.
  • Anatomical closure follows over the next three weeks through connective tissue proliferation and muscle atrophy.
  • In preterm infants, the ductus has lower intrinsic tone and less smooth muscle.
  • Preterm ductal tissue has fewer sub-endothelial cushions and high concentrations of vasodilatory prostaglandins.
  • These factors predispose the preterm neonate to a delay or complete failure of ductal closure.
  • The incidence of patent ductus arteriosus (PDA) is inversely related to gestational age.
  • It affects up to 70% to 80% of extremely preterm infants born before 28 weeks of gestation.

Hemodynamic Consequences

  • A hemodynamically significant PDA (HS PDA) causes blood to shunt from the left to the right circulation.
  • This shunting leads to pulmonary overcirculation and systemic hypoperfusion.
  • Pulmonary overcirculation reduces lung compliance and impairs gas exchange.
  • Alveolar flooding causes protein leakage and surfactant inactivation.
  • These pulmonary effects increase the duration of respiratory support and accelerate the development of bronchopulmonary dysplasia (BPD).
  • The left ventricle faces an increased volume load but is poorly compliant in preterm neonates.
  • The left ventricle compensates by increasing the heart rate and remodeling into a larger, spherical shape.
  • Systemic hypoperfusion is known as ductal steal.
  • A large ductus can steal up to 50% of the total aortic flow.
  • Ductal steal is best demonstrated during diastole as retrograde flow in the descending aorta.
  • It compromises perfusion to the renal, mesenteric, and coronary circulations.
  • A significant PDA increases the risk of necrotizing enterocolitis (NEC), acute kidney injury, intraventricular hemorrhage (IVH), and mortality.

Clinical Presentation

  • Low blood pressure is the only consistently reported clinical sign of PDA in the first 24 hours of life.
  • Clinical signs of a hyperdynamic circulation typically appear on day 3 or 4 of life.
  • The neonate develops bounding peripheral pulses and an easily palpable dorsalis pedis pulse.
  • A wide pulse pressure greater than 25 mm Hg is frequently observed.
  • A hyperactive precordium with visible pulsations is a highly sensitive sign.
  • Auscultation may reveal a pansystolic or holosystolic murmur over the left parasternal region.
  • However, the absence of a murmur does not exclude a significant left-to-right shunt.
  • Ventilated neonates may present with increasing oxygen requirements, hypercarbia, metabolic acidosis, and recurrent apnea.
  • Echocardiographic signs of a hemodynamically significant PDA often precede these clinical signs by an average of 1.8 days.

Diagnostic Modalities

Echocardiography

  • Two-dimensional Doppler echocardiography is the gold standard for the early diagnosis of PDA.
  • A transductal diameter (TDD) of greater than 1.5 mm with reversed diastolic flow in the descending thoracic aorta strongly indicates an HS PDA.
Parameter GroupEchocardiographic Findings
Size Of PDATransductal diameter > 1.5 mm. LA:Aorta ratio > 1.5. LV:Aorta root width ratio > 2.2.
Pulmonary Blood FlowPeak velocity across the ductus < 1.5 m/sec. Antegrade left pulmonary artery diastolic flow > 40 cm/sec.
Systemic Blood FlowDescending aorta diastolic flow shows absence or reversal. Diastolic steal in celiac or superior mesenteric artery.
Ventricular OutputLeft ventricular output > 320 mL/kg/min.

Role Of Biomarkers

  • Brain-type natriuretic peptide (BNP) and N-terminal pro-BNP are released from a volume-loaded ventricle.
  • Biomarker levels increase with the emergence of an HS PDA and decline after therapeutic closure.
  • The assay becomes accurate only after day 3 of life.
  • Routine use of biomarkers to dictate treatment or to ascertain PDA closure is not recommended.
  • There is significant overlap in biomarker levels between neonates with no PDA, small PDA, and large PDA.

Management Strategies

General Principles

  • Prophylactic or early asymptomatic treatment of PDA is not recommended due to the lack of clear long-term benefits.
  • Prophylactic treatment exposes many neonates to medications unnecessarily, as up to 90% of PDAs close spontaneously in neonates above 30 weeks gestation.
  • Treating the PDA only when it becomes hemodynamically significant and symptomatic is the most practiced approach.
  • A wait-and-watch expectant management approach is reasonable in stable infants greater than 28 weeks gestation.

Non-Pharmacological Management

  • Fluid restriction is commonly utilized, limiting daily fluid intake to 120 to 130 mL/kg beyond day 3 of life.
  • Fluid restriction must be discontinued if serum sodium exceeds 147 mEq/L or increases rapidly.
  • Routine administration of diuretics like furosemide is not recommended.
  • Furosemide causes upregulation of prostaglandin receptors, which promotes PDA patency and delays closure.
  • Continuous positive airway pressure (CPAP) or optimal positive end-expiratory pressure (PEEP) should be utilized in babies with respiratory distress.
  • A modest increase in PEEP by 1 to 2 cm H2O may physically splint the alveoli and reduce the left-to-right shunt.
  • Liberal platelet transfusions do not promote ductal closure and should be avoided.

Pharmacological Management

DrugDosage And AdministrationSpecial Remarks And Adverse Effects
IbuprofenOral high dose: 15-20 mg/kg initially, then 7.5-10 mg/kg 24 hours apart for two doses.High-dose oral ibuprofen is the drug of choice for neonates >28 weeks. It offers the highest net clinical benefit with a better safety profile than indomethacin. Theoretical risk of bilirubin displacement.
IndomethacinLoading dose: 0.2 mg/kg. Subsequent doses depend on postnatal age (0.1 to 0.25 mg/kg 12 hourly).Associated with a higher risk of transient renal impairment and gastrointestinal perforation. Causes impairment of cerebral blood flow. Contraindicated in acute kidney injury or necrotizing enterocolitis.
Paracetamol (Acetaminophen)15 mg/kg per dose given 6 hourly for 3 to 7 days.The first choice for preterm babies <28 weeks gestation. Serves as an alternative when ibuprofen is contraindicated. Rare risk of hepatotoxicity at high doses.
  • If the PDA remains persistently open and symptomatic after the first course of oral ibuprofen, a second course of oral ibuprofen is recommended.
  • Enteral paracetamol may be considered as a third medical course in refractory cases while surgical management is being planned.
  • Enteral feeding with trophic feeds can be safely continued during pharmacological treatment without increasing the risk of necrotizing enterocolitis.

Surgical And Transcatheter Closure

  • Surgical or catheter-based closure is indicated if medical therapy fails after two courses.
  • It is also indicated if pharmacological agents are contraindicated due to necrotizing enterocolitis, gastrointestinal perforation, or severe renal impairment.
  • Transcatheter device closure has a success rate of over 95% and carries a lower risk of hemodynamic complications compared to open surgery.
  • Surgical ligation carries specific complication risks, including diaphragmatic paralysis, vocal cord paresis, and chylothorax.
  • Post-PDA ligation cardiac syndrome (PLCS) occurs in up to one-third of extremely low birth weight neonates following surgical closure.
  • PLCS manifests 4 to 12 hours post-operatively as profound hypotension and low cardiac output.
  • It is caused by a sudden increase in left ventricular afterload coupled with a decreased preload from reduced pulmonary venous return.
  • Management of PLCS requires afterload-reducing agents like milrinone, dobutamine, or low-dose epinephrine, alongside careful ventilatory support and occasionally hydrocortisone.